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Legal

Webinar: Anti-Manipulation Rules Concerning Securities Offerings

webinar description

The concept or act of securities fraud manipulation, and/or deception has been around for decades in the United States. This course will discuss key points to prevent such fraud. In 2010 the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) proposed defining new rules for the securities industry. These new rules were under the anti-manipulation and anti-fraud provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act. These provisions were put in place as a reaction to the trading activity that occurred in mortgage backed securities and credit default swaps for several years that caused the credit crisis in 2008 and great recession.
This webinar will review these new rules and laws and how they are and will affect securities offerings in the foreseeable future.

Reasons to attend the webinar:
  • Examine key information about the characteristics of securities, securities markets, and securities fraud

  • Identify the different types of securities fraud schemes that financial advisors or employees commit against financial organizations

  • Recognize the ways investors commit securities fraud schemes against financial organizations

Speakers:
Craig Taggart, Consultant
Craig Taggart has almost a decade of experience in the fields of mergers and acquisitions and business financing. Mr. Taggart works strategically with his clients to achieve the highest value for their business within the capital markets
Craig
, Consultant
Craig Taggart has almost a decade of experience in the fields of mergers and acquisitions and business financing. Mr. Taggart works strategically with his clients to achieve the highest value for their business within the capital markets
06

Aug

2015

1:00 - 2:30 PM
(GMT -5)

(Duration - 90 minutes)

ATTENDANCE FEE -

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